CSP-Assessor 100% Pass Guaranteed Download Customer Security Programme (CSP) Exam PDF Q&A [Q22-Q37]

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CSP-Assessor 100% Pass Guaranteed Download Customer Security Programme (CSP) Exam PDF Q&A

CSP-Assessor Practice Test Dumps with 100% Passing Guarantee

Swift CSP-Assessor Exam Overview:

Certification Vendor:	SWIFT (Society for Worldwide Interbank Financial Telecommunication)
Exam Name:	SWIFT Customer Security Programme Assessor Certification
Exam Number:	CSP-Assessor
Exam Format:	Multiple Choice, Scenario-based Questions, Case Analysis
Exam Duration:	90-120
Available Languages:	English
Related Certifications:	SWIFT CSP Professional Certification SWIFT Certified Payments Specialist SWIFT Certified Application Developer
Exam Price:	USD 500-800
Real Exam Qty:	60-80
Passing Score:	70%
Certificate Validity Period:	3 years (requires renewal)
Sample Questions:	Swift CSP-Assessor Sample Questions
Exam Way:	Online proctored exam at authorized testing centers or remote proctored format
Pre Condition:	Basic understanding of SWIFT messaging, network security fundamentals, and IT audit experience recommended. Completion of SWIFT CSP Professional Certification is beneficial but not mandatory.
Official Syllabus URL:	https://www.swift.com/our-solutions/swift-academy/certifications

QUESTION 22
An application only uses (i) the SWIFT API for reporting and gpi basic tracker calls through (ii) a tailored account not allowing business transactions management. Is this application in scope of the CSCF? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework – High-Level Test Plan Guidelines
*Outsourcing Agents – Security Requirements Baseline v2025
*CSP Architecture Type – Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template

Yes, it is in scope and considered a customer connector because it reads business transaction data

No, it can be descoped because there is no business transaction management being performed

No, it is not in scope because the API connection method is not in scope of the CSP

Yes, it is in scope because the API connection method is less secure than SWIFT interfaces

The CSCF applies to all SWIFT users and components that handle SWIFT-related data or connectivity, including customer connectors and interfaces. The scope is defined by the “Swift Customer Security Controls Framework v2025” and the “CSP Architecture Type – Decision tree.” Let’s evaluate the scenario and options:
*The application uses the SWIFT API for reporting and gpi basic tracker calls (e.g., tracking payment statuses via the SWIFT gpi Tracker) through a tailored account that does not allow business transaction management (e.g., creating or sending MT messages like MT103). This limits its functionality to read-only or monitoring activities.
*CSCF Scope: The CSCF applies to components that process or manage SWIFT business transactions (e.g., payment messages) or provide connectivity to the SWIFT network. The “CSP Architecture Type – Decision tree” classifies components into architecture types (A1-A4), with customer connectors and interfaces in scope if they handle transactional data or enable SWIFT connectivity. Reporting and tracking via APIs, without transaction management, do not constitute business transaction processing.
*Option A: Yes, it is in scope and considered a customer connector because it reads business transaction data This is incorrect. While the application reads transaction data (e.g., via gpi Tracker), the CSCF scope is primarily focused on components that manage or transmit business transactions (e.g., creating or sending messages). Reading data for reporting purposes does not classify it as a customer connector requiring full CSCF compliance unless it also handles transactional flows. The “Swift_CSP_Assessment_Report_Template” focuses on transactional interfaces.
*Option B: No, it can be descoped because there is no business transaction management being performed This is correct. Since the application does not manage business transactions (e.g., it cannot initiate or modify payments), it falls outside the primary scope of the CSCF. The “Independent Assessment Framework” allows for descoping of components that do not process transactional data, provided they are isolated from the SWIFT secure zone. This aligns with the “CSP Architecture Type – Decision tree,” which excludes non- transactional reporting tools from mandatory assessment.
*Option C: No, it is not in scope because the API connection method is not in scope of the CSP This is incorrect. The SWIFT API connection method is within the CSP scope if it interacts with SWIFT services (e.g., gpi Tracker), but the key factor is the lack of transaction management, not the API itself.
*Option D: Yes, it is in scope because the API connection method is less secure than SWIFT interfaces This is incorrect. Security of the connection method (e.g., API vs. traditional interfaces) does not determine CSCF scope. The scope is based on functionality (transaction management), and the statement’s premise about security is not a valid criterion per CSCF guidelines.
Summary of Correct answer:
The application is not in scope of the CSCF and can be descoped because it does not perform business transaction management (B).
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Defines scope based on transaction management.
*CSP Architecture Type – Decision tree: Guides descoping of non-transactional components.
*Independent Assessment Framework: Allows descoping of reporting-only applications.
========

QUESTION 23
What does the CSCF expect in terms of Database Integrity? (Select the two correct answers that apply)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework – High-Level Test Plan Guidelines
*Outsourcing Agents – Security Requirements Baseline v2025
*CSP Architecture Type – Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls

Nothing is further expected when the messaging interface or connector integrates/embeds an integrity check functionality at each SWIFT transaction record level

When a database is used by a messaging interface or connector, the related hosted database and its supporting system is expected to be protected as a SWIFT-related component, the identified exceptions alerted and followed-up

Alerts generated from performed integrity checks are captured and analyzed for appropriate treatment

CSCF Control “3.1 Database Integrity” focuses on ensuring the integrity of databases used by SWIFT-related components. Let’s evaluate each option:
*Option A: Nothing is further expected when the messaging interface or connector integrates/embeds an integrity check functionality at each SWIFT transaction record level This is incorrect as a sole expectation. While embedding integrity checks (e.g., checksums or hashes) in a messaging interface or connector is a valid measure, the CSCF expects additional protections for the database itself, not just reliance on application-level checks. The “Swift Customer Security Controls Framework v2025” requires broader database security.
*Option B: When a database is used by a messaging interface or connector, the related hosted database and its supporting system is expected to be protected as a SWIFT-related component, the identified exceptions alerted and followed-up This is correct. Control 3.1 mandates that databases supporting SWIFT components (e.g., storing transaction data for Alliance Access) be protected as in-scope components. This includes securing the database and its system (e.g., via access controls, encryption) and addressing integrity exceptions through alerts and follow-up, as detailed in the “Assessment template for Mandatory controls.”
*Option C: Alerts generated from performed integrity checks are captured and analyzed for appropriate treatment This is correct. The CSCF expects institutions to monitor database integrity (e.g., via logging) and analyze alerts to detect and respond to anomalies, aligning with Control “3.1” and “5.1 Operational Incident Response.” The “CSP_controls_matrix_and_high_test_plan_2025” includes this as a compliance criterion.
Summary of Correct Answers:
The CSCF expects the database and its system to be protected with alerts and follow-up (B) and alerts to be captured and analyzed (C).
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Control 3.1 defines database integrity requirements.
*Assessment template for Mandatory controls: Includes protection and alert management.
*CSP_controls_matrix_and_high_test_plan_2025: Tests database integrity measures.
========

QUESTION 24
Must Swift users submit a copy of their final assessment report to Swift?

Yes, all documents produced from the assessment must be provided proactively to Swift

No, it is not required to provide Swift with any documents by default. However, Swift can request a copy of the Assessment completion letter

Yes, a copy of (only) the assessment report must be provided to Swift, no other documents

Yes, in cases where a customer performs an Independent assessment rather than an audit then a copy of the assessment report must be provided. However, it is not required for the Swift user to provide any forms when an Internal/External Audit is performed

This question addresses the obligations of Swift users regarding the submission of assessment-related documents to Swift under the Customer Security Programme (CSP).
Step 1: Understand CSP Assessment Submission Requirements
TheSwift Customer Security Controls Framework (CSCF) v2024and theIndependent Assessment Framework outline the process for CSP assessments, including what must be submitted to Swift. The focus is on ensuring compliance through attestation, with specific deliverables defined.
Step 2: Evaluate Each Option
* A. Yes, all documents produced from the assessment must be provided proactively to SwiftThis is incorrect. TheIndependent Assessment Frameworkdoes not require proactive submission of all assessment documents (e.g., detailed reports, working papers). Only the completion letter and attestation are typically submitted unless otherwise requested by Swift.Conclusion: Incorrect.
* B. No, it is not required to provide Swift with any documents by default. However, Swift can request a copy of the Assessment completion letterTheCSCF v2024andIndependent Assessment Frameworkstate that users are not required to proactively submit the full assessment report or other documents. However, Swift retains the right to request the completion letter (certifying assessment completion) or additional evidence during quality assurance reviews. This aligns with theSwift CSP Compliance Guidelines.Conclusion: Correct.
* C. Yes, a copy of (only) the assessment report must be provided to Swift, no other documentsThis is incorrect. The full assessment report is not mandated for proactive submission; only the completion letter is typically required unless requested. TheIndependent Assessment Frameworkemphasizes the completion letter as the key deliverable.Conclusion: Incorrect.
* D. Yes, in cases where a customer performs an Independent assessment rather than an audit then a copy of the assessment report must be provided. However, it is not required for the Swift user to provide any forms when an Internal/External Audit is performedThis is partially misleading. The Independent Assessment Frameworkdoes not distinguish between independent assessments and audits in terms of mandatory report submission. For both, the completion letter is the default submission, with reports requested only if needed. The differentiation based on assessment type is not supported byCSCF v2024guidelines.Conclusion: Incorrect.
Step 3: Conclusion and Verification
The correct answer isB, as theCSCF v2024andIndependent Assessment Frameworkdo not require proactive submission of the full assessment report, but Swift can request the completion letter as part of its oversight process.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Section: Independent Assessment Requirements.
* Swift Independent Assessment Framework, Section: Deliverables and Submission.
* Swift CSP Compliance Guidelines, Section: Document Submission Rules.

QUESTION 25
Which of the following statements best describes the difference between an audit and an assessment as per SWIFT CSP definitions? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework – High-Level Test Plan Guidelines
*Outsourcing Agents – Security Requirements Baseline v2025
*CSP Architecture Type – Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template

An audit is a comprehensive review of a customer’s controls to ensure they meet regulatory requirements, while an assessment is a very high-level review of controls to identify potential weaknesses

An audit looks at the defined controls design and implementation compliance and follows recognized international audit standards, whereas an assessment is less strict but aims the same common objectives

An audit is a one-time event, while an assessment is an ongoing process of monitoring and improving security controls

An audit and an assessment can be used interchangeably

The “Independent Assessment Framework” and “Independent Assessment Process for Assessors Guidelines” distinguish between audits and assessments within the SWIFT CSP context. Let’s evaluate each option:
*Option A: An audit is a comprehensive review of a customer’s controls to ensure they meet regulatory requirements, while an assessment is a very high-level review of controls to identify potential weaknesses This is incorrect. The CSP assessment is a detailed, independent evaluation of CSCF compliance, not a high- level review. Audits may focus on broader regulatory compliance, but the CSP assessment is specific to CSCF controls.
*Option B: An audit looks at the defined controls design and implementation compliance and follows recognized international audit standards, whereas an assessment is less strict but aims the same common objectives This is correct. The CSP defines an assessment as a structured, independent process to verify CSCF control compliance, guided by SWIFT-specific guidelines rather than international audit standards (e.g., ISAE 3000).
Audits, while thorough, follow broader standards and may not align with CSP’s tailored objectives. The
“Independent Assessment Process for Assessors Guidelines” supports this distinction, noting assessments are CSP-specific with a focus on effectiveness.
*Option C: An audit is a one-time event, while an assessment is an ongoing process of monitoring and improving security controls This is incorrect. Both audits and assessments can be one-time or periodic. The CSP assessment is an annual requirement, not an ongoing process, per the “Independent Assessment Framework.”
*Option D: An audit and an assessment can be used interchangeably
This is incorrect. The CSP clearly differentiates between the two, with assessments being the mandated method for CSCF compliance.
An audit follows international standards for control compliance, while an assessment is CSP-specific with similar objectives but less strict standards (B).
References to SWIFT Customer Security Programme Documents:
*Independent Assessment Process for Assessors Guidelines: Defines assessment scope.
*Independent Assessment Framework: Distinguishes assessment from audit.
*Swift_CSP_Assessment_Report_Template: Outlines assessment process.
========

QUESTION 26
A Swift user has moved from one Service Bureau to another What are the obligations of the Swift user in the CSP context?

To inform the SB certification office at Swift WW

To reflect that in the next attestation cycle

None if there is no impact in the architecture tope

To submit an updated attestation reflecting this change within 3 months

This question addresses the obligations of a Swift user who has switched from one Service Bureau (SB) to another under the Customer Security Programme (CSP).
Step 1: Understand CSP Obligations for Changes
TheSwift Customer Security Controls Framework (CSCF) v2024andIndependent Assessment Framework require Swift users to maintain accurate and up-to-date information regarding their infrastructure,including changes in service providers like Service Bureaus. Such changes may impact compliance and architecture types.
Step 2: Evaluate Each Option
* A. To inform the SB certification office at Swift WWThere is no specific “SB certification office” mentioned in theCSCF v2024orSwift CSP Guidelines. Notifications are typically handled through attestation updates, not a dedicated office.Conclusion: Incorrect.
* B. To reflect that in the next attestation cycleWhile changes must be reflected in attestations, delaying this until the next cycle (e.g., annually) is insufficient if the change affects compliance. The Swift CSP Compliance Guidelinesrequire timely updates for significant changes.Conclusion: Incorrect.
* C. None if there is no impact in the architecture typeEven if the architecture type (e.g., A2, A4) remains unchanged, a switch in Service Bureau may affect security controls, vendor management, or connectivity. TheCSCF v2024underControl 1.1: Swift Environment Protectionrequires users to report changes that could impact compliance, regardless of architecture type.Conclusion: Incorrect.
* D. To submit an updated attestation reflecting this change within 3 monthsTheSwift CSP Compliance GuidelinesandIndependent Assessment Frameworkmandate that significant changes (e.g., switching Service Bureaus) be reported through an updated attestation within 3 months. This ensures Swift is informed of potential compliance impacts and allows for review.Conclusion: Correct.
Step 3: Conclusion and Verification
The correct answer isD, as theCSCF v2024andSwift CSP Compliance Guidelinesrequire an updated attestation within 3 months to reflect a change in Service Bureau.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Control 1.1: Swift Environment Protection.
* Swift Independent Assessment Framework, Section: Change Reporting.
* Swift CSP Compliance Guidelines, Section: Timely Updates.

QUESTION 27
What are the conditions required to permit reliance on the compliance conclusion of a control assessed in the previous year? (Choose all that apply.)

The control compliance conclusion must have already been relied on the past two years

The previous assessment was performed on the (correct) CSCF version of the previous year

The control definition has not changed

The control-design and implementation are the same

QUESTION 28
Which statement(s) is/are correct about the LSO/RSO accounts on a Swift Alliance Access? (Choose all that apply.)

They are local Security Officers

Their PKI certificates are stored either on a HSM Token or on a HSM-box

They are the business profiles that can sign the Swift financial transactions

They are responsible for the configuration and management of the security functions of the server

QUESTION 29
Which operator session flows are expected to be protected in terms of confidentiality and integrity? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework – High-Level Test Plan Guidelines
*Outsourcing Agents – Security Requirements Baseline v2025
*CSP Architecture Type – Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template

System administrator sessions towards a host running a SWIFT-related component (on-premises or remote)

All sessions to and from a jump server used to access a component in a secure zone

All sessions towards a SWIFT-related application run by an Outsourcing Agent, a Service Bureau, or an L2BA Provider

All of the other answers are valid

The CSCF requires protection of operator session flows to ensure confidentiality and integrity, particularly for sessions involving SWIFT-related components. This is addressed under Control “2.1 Internal Data Transmission Security” and “2.2 External Transmission Security.” Let’s evaluate each option:
*Option A: System administrator sessions towards a host running a SWIFT-related component (on-premises or remote) This is valid. System administrator sessions to hosts running SWIFT components (e.g., Alliance Gateway on- premises or in the cloud) must be protected using encryption (e.g., TLS) and authentication to prevent unauthorized access or data breaches, aligning with CSCF Control “2.1.”
*Option B: All sessions to and from a jump server used to access a component in a secure zone This is valid. Jump servers (bastion hosts) used to access the secure zone (e.g., for managing Alliance Access) must have all sessions encrypted and integrity-checked, as required by CSCF Control “1.1 SWIFT Environment Protection” and “2.2” to secure access points.
*Option C: All sessions towards a SWIFT-related application run by an Outsourcing Agent, a Service Bureau, or an L2BA Provider This is valid. Sessions to applications hosted by third parties (e.g., Alliance Lite2 Business Application by an L2BA Provider) must be protected, as per CSCF Control “2.2” and the “Outsourcing Agents – Security Requirements Baseline v2025,” which mandates secure transmission regardless of location.
*Option D: All of the other answers are valid
This is correct. Since A, B, and C all describe session flows that require protection under the CSCF, the comprehensive answer is that all listed session types must be secured for confidentiality and integrity.
Summary of Correct answer:
All operator session flows listed (A, B, and C) are expected to be protected, making D the correct choice.
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Controls 2.1 and 2.2 mandate session protection.
*Outsourcing Agents – Security Requirements Baseline v2025: Extends protection to third-party-hosted applications.
*CSP_controls_matrix_and_high_test_plan_2025: Includes all listed session types in security testing.
========

QUESTION 30
The control SWIFT Environment Protection supports several objectives. (Select the one that does not apply)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework – High-Level Test Plan Guidelines
*Outsourcing Agents – Security Requirements Baseline v2025
*CSP Architecture Type – Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template

Restrict malicious access from external sources

Forbids any interactive sessions towards the SWIFT infrastructure

Limit risks of privileged accounts compromise

Limit risks of lateral movement

QUESTION 31
What type of keys does the HSM box store? (Select the correct answer)
*Connectivity
*Generic
*Products Cloud
*Products OnPrem
*Security

Private keys

Public keys

Both private and public keys

A Hardware Security Module (HSM) box in the SWIFT context is a secure device used to manage cryptographic keys and perform security operations, such as signing and encryption for SWIFT transactions.
Let’s evaluate each option:
*Option A: Private keys
This is correct. The primary function of an HSM box in the SWIFT environment is to securely store and manage private keys, which are part of the Public Key Infrastructure (PKI) used for asymmetric cryptography.
Private keys are used for signing messages to ensure authenticity and integrity, and for decryption to maintain confidentiality. The HSM protects these private keys from unauthorized access, aligning with CSCF Control
“1.3 Cryptographic Failover,” which mandates the use of HSMs to safeguard cryptographic materials. SWIFT documentation specifies that private keys are stored within the HSM, while public keys are distributed separately (e.g., via certificates).
*Option B: Public keys
This is incorrect. Public keys are not stored in the HSM box. Instead, they are embedded in PKI certificates and distributed to other parties (e.g., SWIFT or counterparties) for verification and encryption purposes. The HSM’s role is to protect the sensitive private keys, not to store public keys, which are openly shared as part of the PKI ecosystem.
*Option C: Both private and public keys
This is incorrect. While the HSM may temporarily handle public keys during cryptographic operations (e.g., for certificate validation), its primary and secure storage function is limited to private keys. Storing both types of keys is not a standard practice in SWIFT’s HSM usage, as public keys are managed outside the HSM in certificate repositories or directories.
Summary of Correct answer:
The HSM box stores private keys (A), ensuring the security of cryptographic operations in the SWIFT environment.
References to SWIFT Customer Security Programme Documents:
*SWIFT Customer Security Controls Framework (CSCF) v2024: Control 1.3 mandates HSMs for storing private keys securely.
*SWIFT Security Guidelines: Details the HSM’s role in managing private keys for PKI operations.
*SWIFT HSM Documentation: Confirms that private keys are stored in the HSM, with public keys managed externally.
========

QUESTION 32
As a SWIFT CSP Certified Assessor, my external cybersecurity certification (example: CISA) has expired.
Am I still allowed to work as a certified assessor?
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework – High-Level Test Plan Guidelines
*Outsourcing Agents – Security Requirements Baseline v2025
*CSP Architecture Type – Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template

No, a valid external cybersecurity certification is mandatory to keep the CSP Certified Assessor certification

Yes, if the SWIFT CSP Assessor certification is still valid

QUESTION 33
Which statement(s) is/are correct about the LSO/RSO accounts on a Swift Alliance Access? (Choose all that apply.)

They are local Security Officers

Their PKI certificates are stored either on a HSM Token or on a HSM-box

They are the business profiles that can sign the Swift financial transactions

They are responsible for the configuration and management of the security functions of the server

QUESTION 34
The Alliance Access OS administrator can create and send financial messages.
*Connectivity
*Generic
*Products Cloud
*Products OnPrem
*Security

TRUE

FALSE

Alliance Access (SAA) is a SWIFT messaging interface that allows financial institutions to create, process, and send SWIFT financial messages (e.g., MT messages like MT103 for payments). The “Alliance Access OS administrator” likely refers to an administrator managing the operating system (OS) on which Alliance Access runs, such as a system administrator responsible for server maintenance, patches, and infrastructure. Let’s evaluate the statement:
*The OS administrator’s role is to ensure the underlying hardware and software environment (e.g., Windows or Linux servers) is secure and operational, aligning with CSCF Control “2.3 System Hardening.” However, this role does not include creating or sending financial messages, which are business functions performed by authorized users or automated workflows within Alliance Access.
*Creating and sending financial messages requires access to the Alliance Access application, which involves logging into the system with a business user profile and using PKI certificates managed by the HSM for authentication and signing. The OS administrator does not have this authority unless explicitly granted a separate business role, which is not implied by the term “OS administrator.”
*SWIFT’s role-based access control separates administrative and operational duties. For example, the Local Security Officer (LSO) or business operators handle message creation, while the OS administrator ensures the platform’s integrity. The CSCF and Alliance Access documentation emphasize that only authorized business users can perform transactional activities.
There is no evidence in SWIFT documentation that an OS administrator has the capability or authorization to create and send financial messages by default. Thus, the statement is false.
References to SWIFT Customer Security Programme Documents:
*SWIFT Customer Security Controls Framework (CSCF) v2024: Control 2.3 focuses on system hardening by OS administrators, not message creation.
*SWIFT Alliance Access Documentation: Details that message creation and sending are business user functions, not OS administrator tasks.
*SWIFT Security Guidelines: Emphasizes role separation for security and operational duties.

QUESTION 35
Application Hardening basically applies the following principles. (Choose all that apply.)

Least Privileges

Access on a need to have

Reduced footprint for less potential vulnerabilities

Enhanced Straight Through Processing

QUESTION 36
Select the components a SwiftNet Link (SNL) may communicate with. (Choose all that apply.)

The Graphical User Interface

The VPN boxes

The HSM device

The messaging interface (such as Alliance Access)

QUESTION 37
The Internal Audit and an external assessment company are both involved in a SWIFT user’s assessment.
Both have shared control assessments to cover the full scope (meaning two separate assessment teams). Who needs to provide a completion letter? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework – High-Level Test Plan Guidelines
*Outsourcing Agents – Security Requirements Baseline v2025
*CSP Architecture Type – Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template

The Internal audit lead assessor and the external company lead assessor

The Internal audit lead assessor only

The External company lead assessor only

None of them, it is not required when an internal department was involved in the assessment

Swift CSP-Assessor Exam Syllabus Topics:

Topic	Details
Topic 1	Understanding Swift: This section of the exam measures the skills of Swift network administrators and covers Swift’s crucial role in the international financial community, including the structure and operations of the Swift network and its infrastructure.
Topic 2	Understanding the Swift Customer Security Programme: This domain is targeted at compliance officers and risk managers involved in Swift operations. It evaluates the candidate’s comprehension of the CSP controls framework and their ability to determine the appropriate architecture type and related scope as outlined in the Customer Security Controls Framework (CSCF).
Topic 3	Understanding the methodology and assessment deliverables: This section is designed for independent auditors working with Swift systems. It tests the candidate’s grasp of the Assessor’s role and obligations when conducting a CSP assessment. The section evaluates knowledge of key elements to consider during the assessment process.